Cindy W Chou

CE No. ARR073 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy W Chou (), a licensed former licensee with CE reference ARR073. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2008-11-07 2008-12-11
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 7 — Providing automated trading services 2008-11-07 2008-12-11
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 — Dealing in securities 2008-09-25 2008-12-11
Credit Suisse Securities (Hong Kong) Limited
瑞士信貸證券(香港)有限公司
Rep Type 1 — Dealing in securities 2008-09-25 2008-12-11
Credit Suisse Futures (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2008-09-25 2008-12-11
Credit Suisse Futures (Hong Kong) Limited Rep Type 7 — Providing automated trading services 2008-09-25 2008-12-11

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