Frank Chen
陳大康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Chen (陳大康), a licensed Responsible Officer with CE reference ARR529. Currently licensed at 1 firm(s): Maoyuan Capital (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maoyuan Capital (HK) Limited 茂源資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-10-30 | present |
| Maoyuan Capital (HK) Limited 茂源資本(香港)有限公司 |
RO | Type 9 — Asset management | 2023-10-30 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-04-21 | 2011-12-21 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-03-02 | 2011-03-09 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2011-03-02 | 2011-03-09 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2011-03-02 | 2011-03-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-07 | 2010-09-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-11-07 | 2010-09-08 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-02 | 2010-09-08 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-10-02 | 2008-11-24 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2008-10-02 | 2008-11-24 |