Benjamin Lok Mun Tsang
曾樂敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benjamin Lok Mun Tsang (曾樂敏), a licensed former licensee with CE reference ARU874. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-07 | 2014-09-08 |
| Grand Loyal Asset Management Limited 瑞誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-10-07 | 2014-09-08 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-20 | 2010-08-26 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 9 — Asset management | 2009-05-20 | 2010-08-26 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-08 | 2009-04-25 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-12-08 | 2009-04-25 |