Yi Ming Chen
陳一鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Ming Chen (陳一鳴), a licensed former licensee with CE reference ASD482. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-22 | 2016-05-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2014-12-22 | 2016-05-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2014-12-22 | 2016-05-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2014-12-22 | 2016-05-06 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-05 | 2013-09-01 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-02-05 | 2011-12-28 |