Ka Yiu Chung
鍾嘉堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yiu Chung (鍾嘉堯), a licensed former licensee with CE reference ASH736. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Magic Compass Securities Limited 摩石證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-11 | 2019-12-31 |
| Magic Compass Securities Limited 摩石證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-09 | 2018-09-11 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-15 | 2018-01-06 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-15 | 2018-01-06 |
| Magic Compass Securities Limited 摩石證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-20 | 2016-01-15 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-13 | 2013-09-28 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-13 | 2013-09-28 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-13 | 2013-09-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-08 | 2011-09-07 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-08 | 2011-09-07 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-19 | 2010-09-14 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-19 | 2010-09-14 |