Bhavtosh Vajpayee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bhavtosh Vajpayee, a licensed Representative with CE reference ASO493. Currently licensed at 1 firm(s): CLSA Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-02 | present |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-07 | 2018-07-05 |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-07 | 2018-07-05 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 4 — Advising on securities | 2015-09-15 | 2016-02-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-01 | 2015-09-15 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-31 | 2011-04-08 |