Chi Yuen Lam
林志遠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yuen Lam (林志遠), a licensed Representative with CE reference ASQ011. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-16 | present |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-16 | present |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-17 | 2021-03-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-09 | 2021-03-10 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-26 | 2009-03-31 |