Suet Heung Fanny Fan
范雪香
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suet Heung Fanny Fan (范雪香), a licensed former licensee with CE reference AST833. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-04 | 2021-01-31 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-04 | 2011-01-27 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-17 | 2010-02-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-17 | 2010-02-17 |