Kim Ching Chen
陳錦清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Ching Chen (陳錦清), a licensed Responsible Officer with CE reference ATC745. Currently licensed at 1 firm(s): VMI Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMI Securities Limited 創市証劵有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-21 | present |
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-03 | 2022-03-17 |
| Ruibang Securities Limited 瑞邦證券有限公司 |
RO | Type 4 — Advising on securities | 2021-05-03 | 2022-03-17 |
| Chuenman Securities Limited 川文證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-02 | 2021-04-30 |
| Chuenman Securities Limited 川文證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-02 | 2021-04-30 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-03 | 2019-03-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-07-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-12 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-01-12 | 2018-07-19 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2010-07-19 | 2012-01-01 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-16 | 2012-01-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-11 | 2012-01-01 |