Jonathan Lee Coombs
顧植德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jonathan Lee Coombs (顧植德), a licensed Representative with CE reference ATE957. Currently licensed at 2 firm(s): UBS Securities Asia Limited, UBS Securities Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 7 — Providing automated trading services. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Providing automated trading services →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-02-23 | present |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-02-23 | present |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2023-02-23 | present |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2023-02-23 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-11 | 2022-10-28 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-11 | 2022-10-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-06-11 | 2022-10-28 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2014-06-11 | 2022-10-28 |
| PCA Investments Hong Kong, Limited | Rep | Type 9 — Asset management | 2013-05-06 | 2014-01-23 |
| Tora Trading Services Limited | Rep | Type 2 — Dealing in futures contracts | 2011-10-06 | 2013-04-30 |
| Tora Trading Services Limited | Rep | Type 7 — Providing automated trading services | 2011-10-06 | 2013-04-30 |
| Tora Trading Services Limited | Rep | Type 1 — Dealing in securities | 2010-10-13 | 2013-04-30 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-13 | 2010-02-25 |