Mariapia Pazienza
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mariapia Pazienza ( ), a licensed former licensee with CE reference ATI583. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-16 | 2013-05-07 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-16 | 2013-05-07 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-12 | 2011-01-31 |
| Execution Noble (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-07-17 | 2009-09-07 |