Chi Yuan
袁馳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yuan (袁馳), a licensed Responsible Officer with CE reference ATL424. Currently licensed at 1 firm(s): Protoss Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Protoss Capital Limited 朴拓資本有限公司 |
RO | Type 4 — Advising on securities | 2023-11-27 | present |
| Protoss Capital Limited 朴拓資本有限公司 |
RO | Type 9 — Asset management | 2023-11-27 | present |
| Protoss Capital Limited 朴拓資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-26 | 2023-11-27 |
| Protoss Capital Limited 朴拓資本有限公司 |
Rep | Type 9 — Asset management | 2023-10-26 | 2023-11-27 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-17 | 2023-06-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2020-09-09 | 2023-06-02 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-17 | 2020-08-14 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2020-01-17 | 2020-08-14 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-17 | 2020-08-14 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2020-01-17 | 2020-08-14 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-17 | 2020-08-14 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2020-01-17 | 2020-08-14 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2020-01-17 | 2020-08-14 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 9 — Asset management | 2020-01-17 | 2020-08-14 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-15 | 2016-10-05 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-15 | 2016-10-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-12 | 2015-03-14 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-12 | 2015-03-14 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-21 | 2010-10-11 |