Zhongxia Li
李仲夏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhongxia Li (李仲夏), a licensed former licensee with CE reference ATM959. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-02 | 2014-06-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-02 | 2014-06-09 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-01-02 | 2014-06-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-02-14 | 2013-10-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2011-02-14 | 2013-10-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-02-14 | 2013-10-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2011-02-14 | 2013-10-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2011-02-14 | 2013-10-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2011-02-14 | 2013-10-26 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-07 | 2011-01-22 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-07 | 2011-01-22 |