Zhenyin Li
李瑱泿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhenyin Li (李瑱泿), a licensed Representative with CE reference ATN366. Currently licensed at 1 firm(s): C Capital Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C Capital Investment Management Limited |
Rep | Type 1 — Dealing in securities | 2025-01-14 | present |
| C Capital Investment Management Limited |
Rep | Type 4 — Advising on securities | 2025-01-14 | present |
| C Capital Investment Management Limited |
Rep | Type 9 — Asset management | 2025-01-14 | present |
| HarbourVest Partners (Asia) Limited | Rep | Type 4 — Advising on securities | 2022-11-14 | 2024-06-30 |
| HarbourVest Partners (Asia) Limited | Rep | Type 9 — Asset management | 2018-06-05 | 2024-06-30 |
| HarbourVest Partners (Asia) Limited | Rep | Type 1 — Dealing in securities | 2018-05-11 | 2024-06-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-29 | 2018-04-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-29 | 2018-04-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-08-24 | 2015-04-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-08-24 | 2015-04-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2009-08-24 | 2015-04-28 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2009-08-24 | 2015-04-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-24 | 2015-04-28 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-24 | 2015-04-28 |