Yilu Li
李伊呂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yilu Li (李伊呂), a licensed Responsible Officer with CE reference ATN888. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2021-09-02 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2021-09-02 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-01-27 | 2016-12-18 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-14 | 2015-12-18 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-01-14 | 2015-12-18 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2013-05-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2013-05-23 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-01-13 | 2013-05-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-08-14 | 2010-12-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-08-14 | 2010-12-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2009-08-14 | 2010-12-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2009-08-14 | 2010-12-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-14 | 2010-12-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2009-08-14 | 2010-12-02 |