Ying (SFC:ATO768) Liu
劉莹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:ATO768) Liu (劉莹), a licensed former licensee with CE reference ATO768. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 — Dealing in securities | 2012-02-23 | 2014-06-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 — Advising on securities | 2012-02-23 | 2014-06-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 — Advising on corporate finance | 2012-02-23 | 2014-06-30 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-20 | 2010-05-08 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-08-20 | 2010-05-08 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-08-20 | 2010-05-08 |