Beichen Mao
毛北辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Beichen Mao (毛北辰), a licensed Responsible Officer with CE reference ATS704. Currently licensed at 1 firm(s): Kang Sheng Asset Management Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kang Sheng Asset Management Limited |
RO | Type 9 — Asset management | 2026-02-10 | present |
| CMC Capital Advisors (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2023-11-14 | 2025-03-06 |
| CMC Capital Advisors (Hong Kong) Limited |
RO | Type 9 — Asset management | 2023-11-14 | 2025-03-06 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-03-23 | 2011-08-25 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2010-03-23 | 2011-08-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2010-03-23 | 2011-08-25 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2010-03-23 | 2011-08-25 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2010-03-23 | 2011-08-25 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2010-03-23 | 2011-08-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-16 | 2009-12-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2009-09-16 | 2009-12-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-09-16 | 2009-12-31 |