Ashutosh Gupta
阿瑟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashutosh Gupta (阿瑟), a licensed Responsible Officer with CE reference ATW073. Currently licensed at 1 firm(s): Albourne Partners (Asia) Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Albourne Partners (Asia) Limited | RO | Type 4 — Advising on securities | 2023-04-11 | present |
| Albourne Partners (Asia) Limited | Rep | Type 4 — Advising on securities | 2022-01-11 | 2023-04-11 |
| Ascender Capital Limited 升騰資本有限公司 |
Rep | Type 9 — Asset management | 2018-06-04 | 2020-09-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-12-13 | 2011-12-20 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-12-13 | 2011-12-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-12-13 | 2011-12-20 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-24 | 2011-09-15 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-09-24 | 2011-09-15 |