Vikesh Kotecha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vikesh Kotecha, a licensed Responsible Officer with CE reference AUA341. Currently licensed at 1 firm(s): Citadel Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citadel Securities (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2025-03-05 | present |
| Citadel Securities (Hong Kong) Limited |
RO | Type 2 — Dealing in futures contracts | 2025-03-05 | present |
| Millennium Capital Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2022-11-07 | 2024-03-01 |
| Millennium Capital Management (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2022-11-07 | 2024-03-01 |
| Millennium Capital Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2020-04-20 | 2024-03-01 |
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | 2017-12-08 | 2019-12-05 |
| UBS Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2017-12-08 | 2019-12-05 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2017-04-20 | 2017-12-08 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-04-20 | 2017-12-08 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2017-04-20 | 2019-12-05 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2017-04-20 | 2019-12-05 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-23 | 2017-01-10 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-01-23 | 2014-09-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-14 | 2014-01-23 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-14 | 2014-01-23 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-02 | 2010-07-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-29 | 2010-07-17 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-10-29 | 2010-07-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-29 | 2010-07-17 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-10-29 | 2010-02-19 |