Hon Hing Lau
劉漢興
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Hing Lau (劉漢興), a licensed former licensee with CE reference AUA750. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-25 | 2011-01-20 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-12 | 2011-01-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-29 | 2011-01-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-29 | 2011-01-20 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-10-29 | 2011-01-20 |