Hugo Henry Wood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hugo Henry Wood, a licensed Representative with CE reference AUI775. Currently licensed at 1 firm(s): Kontiki Capital Management (HK) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kontiki Capital Management (HK) Limited 康禧資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-05-04 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2017-05-09 | 2021-03-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 — Providing automated trading services | 2017-05-09 | 2021-03-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2021-03-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-17 | 2021-03-01 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2009-12-17 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2009-12-17 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2009-12-17 | 2010-12-06 |