Amy Hangshin Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Amy Hangshin Yu ( ), a licensed former licensee with CE reference AUJ850. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AMINA (Hong Kong) Limited |
RO | Type 1 — Dealing in securities | 2023-11-03 | 2025-06-10 |
| AMINA (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2023-11-03 | 2025-06-10 |
| AMINA (Hong Kong) Limited |
RO | Type 9 — Asset management | 2023-11-03 | 2025-06-10 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-06-22 | 2015-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-06-22 | 2015-11-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-02-29 | 2017-10-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2012-02-29 | 2017-10-03 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-10 | 2011-11-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-04 | 2011-11-17 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-01-04 | 2011-11-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-04 | 2011-11-17 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-01-04 | 2010-02-19 |