Jessica Zi Jie Lu
呂自潔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jessica Zi Jie Lu (呂自潔), a licensed former licensee with CE reference AUJ946. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-18 | 2016-05-31 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-02-25 | 2016-05-31 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-07 | 2015-01-23 |
| Blackstone Group (HK) Limited, The 黑石集團(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-05-07 | 2015-01-23 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 1 — Dealing in securities | 2010-08-20 | 2012-06-25 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 6 — Advising on corporate finance | 2010-08-20 | 2012-06-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-04 | 2010-08-06 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2010-01-04 | 2010-08-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-01-04 | 2010-08-06 |