Pei Wei Wu
吳佩偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pei Wei Wu (吳佩偉), a licensed former licensee with CE reference AUN391. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-04-19 | 2023-04-30 |
| Substance Asset Management Limited 元實資產管理有限公司 |
RO | Type 9 — Asset management | 2022-04-19 | 2023-04-30 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-28 | 2021-07-07 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 4 — Advising on securities | 2016-12-12 | 2022-09-28 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 9 — Asset management | 2016-12-12 | 2022-09-28 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-05 | 2016-12-12 |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 9 — Asset management | 2016-12-05 | 2016-12-12 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 4 — Advising on securities | 2016-01-14 | 2016-11-30 |
| Maxcess Capital Limited 至成資本有限公司 |
RO | Type 9 — Asset management | 2016-01-14 | 2016-11-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-15 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2010-01-15 | 2010-12-06 |