Wai Ming Lai
黎偉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ming Lai (黎偉明), a licensed Representative with CE reference AUP361. Currently licensed at 2 firm(s): Prudential Index Trading Company Limited, Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-04-07 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-30 | present |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-22 | 2011-03-24 |