Xiao Bai
白瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Bai (白瀟), a licensed Representative with CE reference AUQ996. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-11-01 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2019-11-01 | present |
| Destination Partners Limited 江源資本管理有限公司 |
RO | Type 9 — Asset management | 2019-03-26 | 2019-09-30 |
| Balyasny Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2016-09-05 | 2018-08-09 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-12 | 2016-07-18 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-12 | 2016-07-18 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-10-12 | 2016-07-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 9 — Asset management | 2014-06-13 | 2015-08-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-01 | 2015-08-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-02-01 | 2014-06-13 |