Ka Sing Tso
曹嘉升
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Sing Tso (曹嘉升), a licensed Responsible Officer with CE reference AUR286. Currently licensed at 1 firm(s): Bright Moon Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Moon Securities Limited 銘皓證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-04-14 | present |
| Bright Moon Securities Limited 銘皓證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-09 | 2026-04-14 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-12-01 | 2025-12-09 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-12-01 | 2025-12-09 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-30 | 2025-12-01 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-10-30 | 2025-12-01 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-19 | 2025-06-30 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-11-19 | 2025-06-30 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-09 | 2021-11-19 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-18 | 2021-11-19 |
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-14 | 2021-04-16 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-11-02 | 2021-03-25 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-11-02 | 2021-03-25 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-23 | 2020-05-08 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-23 | 2020-05-08 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-10 | 2015-04-01 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-10-10 | 2015-04-01 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-01-07 | 2014-09-20 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-20 | 2014-09-20 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-08 | 2013-11-14 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-11 | 2012-05-01 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-11 | 2012-05-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-04 | 2011-09-22 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-02-04 | 2011-09-22 |