Miao Shan
單淼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miao Shan (單淼), a licensed Representative with CE reference AUT412. Currently licensed at 1 firm(s): Goldlink Asset Management (Asia) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2025-11-12 | present |
| Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2025-11-12 | present |
| Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2025-04-14 | 2025-11-12 |
| Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2025-04-14 | 2025-11-12 |
| Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-21 | 2025-04-14 |
| Goldlink Asset Management (Asia) Limited 金聯資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-12-21 | 2025-04-14 |
| Goldlink Capital (Corporate Finance) Limited 金聯資本(企業融資)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-08-16 | 2021-12-24 |
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2013-12-20 | 2015-04-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-22 | 2013-06-21 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-02-22 | 2013-06-21 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2010-02-22 | 2013-06-21 |