Jianping Chen
陳建萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianping Chen (陳建萍), a licensed Representative with CE reference AUV177. Currently licensed at 1 firm(s): Fountainhead Partners Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-04 | present |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 9 — Asset management | 2022-11-04 | present |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-28 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-06 | 2022-09-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2017-05-24 | 2017-07-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2017-05-24 | 2017-07-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-03 | 2017-03-24 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-07 | 2016-05-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-05 | 2016-01-21 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-03 | 2013-06-18 |