Dennis Sai Kit Lau
劉世傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Sai Kit Lau (劉世傑), a licensed Responsible Officer with CE reference AUV774. Currently licensed at 1 firm(s): Hong Kong Mingdao Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Kong Mingdao Asset Management Limited 香港明道資產管理有限公司 |
RO | Type 4 — Advising on securities | 2025-09-02 | present |
| Hong Kong Mingdao Asset Management Limited 香港明道資產管理有限公司 |
RO | Type 9 — Asset management | 2025-09-02 | present |
| Grandshores Asset Management Limited 雄岸資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-16 | 2025-08-31 |
| Grandshores Asset Management Limited 雄岸資產管理有限公司 |
RO | Type 9 — Asset management | 2022-05-16 | 2025-08-31 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-01-04 | 2022-04-27 |
| Vantum Asset Management Limited 壹號資產管理有限公司 |
RO | Type 9 — Asset management | 2022-01-04 | 2022-04-27 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-28 | 2021-11-30 |
| Blackhorn Wealth Management Limited 晉羚財富管理有限公司 |
RO | Type 9 — Asset management | 2021-01-28 | 2021-11-30 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-02 | 2018-06-10 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-02 | 2018-06-10 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-25 | 2017-02-18 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-03 | 2017-02-18 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-13 | 2015-05-09 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-06 | 2013-12-12 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-05 | 2010-07-20 |