Chun Lai Wu
胡俊禮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Lai Wu (胡俊禮), a licensed former licensee with CE reference AUW915. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-13 | 2019-06-06 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-26 | 2019-06-06 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-26 | 2019-06-06 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-03 | 2014-07-07 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-03 | 2014-07-07 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-10-03 | 2014-07-07 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-03-19 | 2011-08-31 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2010-03-19 | 2011-08-31 |
| NNIP Hong Kong Limited | Rep | Type 9 — Asset management | 2010-03-19 | 2011-08-31 |