Lik Hang Yung
翁力行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lik Hang Yung (翁力行), a licensed Responsible Officer with CE reference AVD830. Currently licensed at 1 firm(s): GEO Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-09-03 | present |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 — Advising on securities | 2025-09-03 | present |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 9 — Asset management | 2025-09-03 | present |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-12-13 | 2024-10-31 |
| Prior Asset Management Limited 昇悅資產管理有限公司 |
RO | Type 9 — Asset management | 2022-12-13 | 2024-10-31 |
| Prior Securities Limited 昇悅證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-09-19 | 2024-10-31 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-19 | 2022-03-20 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-19 | 2022-03-20 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-15 | 2021-05-14 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-15 | 2021-05-14 |
| iBest Investment Services Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2017-07-18 | 2019-01-25 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2011-04-26 | 2019-12-12 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-13 | 2021-02-08 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-13 | 2021-02-08 |