Pui Yan Yeung
楊佩恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Yan Yeung (楊佩恩), a licensed former licensee with CE reference AVE023. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-30 | 2024-09-04 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-30 | 2024-09-04 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2018-12-20 | 2024-09-04 |
| Kin Bridge Capital Limited 健橋資本有限公司 |
Rep | Type 9 — Asset management | 2018-06-29 | 2018-11-23 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-01-16 | 2018-06-01 |
| Redford Securities Limited 泓福證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-17 | 2018-06-01 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-17 | 2018-06-01 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-29 | 2014-07-01 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-29 | 2014-07-01 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-13 | 2012-04-09 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-05-13 | 2012-04-09 |