Lu (SFC:AVE792) Lu
盧璐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lu (SFC:AVE792) Lu (盧璐), a licensed former licensee with CE reference AVE792. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-27 | 2019-10-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-27 | 2019-10-28 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-03 | 2013-06-29 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-12-03 | 2013-06-29 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-06-23 | 2010-07-06 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-06-23 | 2010-07-06 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2010-06-23 | 2010-07-06 |