Tak Ho Chan
陳德豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Ho Chan (陳德豪), a licensed former licensee with CE reference AVM930. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 — Asset management | 2016-07-29 | 2019-09-06 |
| Adamas Asset Management (HK) Limited 安德思資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-11-06 | 2016-05-01 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-31 | 2012-06-29 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-31 | 2012-06-29 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-31 | 2011-03-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-07-20 | 2011-03-21 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-07-20 | 2010-08-31 |