Vivien Wei Sung Yu
余式珺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivien Wei Sung Yu (余式珺), a licensed former licensee with CE reference AVN406. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-09 | 2025-01-21 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-09 | 2025-01-21 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-30 | 2021-01-12 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-30 | 2021-01-12 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2017-09-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-01 | 2017-09-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-17 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-17 | 2016-06-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-17 | 2016-06-30 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-17 | 2017-09-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-28 | 2014-09-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-28 | 2014-09-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-28 | 2014-09-10 |
| iBest Consultants Limited | Rep | Type 2 — Dealing in futures contracts | 2012-05-07 | 2014-09-10 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2010-09-27 | 2014-09-10 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2010-09-27 | 2014-09-10 |
| iBest Consultants Limited | Rep | Type 9 — Asset management | 2010-09-27 | 2014-09-10 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-27 | 2010-08-27 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-27 | 2010-08-27 |