Yuk Lai Yau
邱玉麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Lai Yau (邱玉麗), a licensed former licensee with CE reference AVU828. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-25 | 2015-03-25 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-01 | 2014-09-20 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-01 | 2014-09-20 |