Wing Chung Li
李穎冲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Chung Li (李穎冲), a licensed Responsible Officer with CE reference AVV403. Currently licensed at 2 firm(s): Lego Asset Management Limited, Lego Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-07-13 | present |
| Lego Asset Management Limited 力高資產管理有限公司 |
RO | Type 9 — Asset management | 2020-07-13 | present |
| Lego Securities Limited 力高證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-19 | present |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-23 | 2017-01-11 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 4 — Advising on securities | 2015-10-23 | 2017-01-11 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-02 | 2015-10-23 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-02 | 2015-10-23 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-05 | 2015-09-25 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-12-28 | 2015-09-25 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-25 | 2015-09-25 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-25 | 2015-09-25 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-31 | 2011-04-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-02 | 2011-04-22 |