Julian Frederick Yu Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Frederick Yu Lim ( ), a licensed former licensee with CE reference AVW353. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infini Capital Management Limited 無極資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-13 | 2025-03-06 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-28 | 2017-09-29 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-08-17 | 2016-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-08-17 | 2016-09-28 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-17 | 2016-09-28 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-20 | 2010-10-08 |