Bernadette Nga Ting So
蘇雅婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernadette Nga Ting So (蘇雅婷), a licensed Representative with CE reference AVY580. Currently licensed at 1 firm(s): WRise Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Capital Limited 昇世資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-04-16 | present |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-27 | 2024-07-23 |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-05-27 | 2024-07-23 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-20 | 2019-04-30 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-20 | 2019-04-30 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-20 | 2019-04-30 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-01 | 2015-08-15 |
| Celestial Capital Limited 時富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-01 | 2015-08-15 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-24 | 2015-08-15 |