Venz Wing Sze Yip
葉穎詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Venz Wing Sze Yip (葉穎詩), a licensed Representative with CE reference AWD043. Currently licensed at 2 firm(s): ICBC International Securities Limited, ICBC International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-30 | present |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-30 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-30 | present |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-03 | 2020-05-29 |
| CMBC International Securities Limited 民銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-03 | 2020-05-29 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-29 | 2020-05-29 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-29 | 2020-05-29 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-29 | 2020-05-29 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-12 | 2017-08-30 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-28 | 2017-08-30 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-21 | 2011-09-12 |