Pak San Jonathan Lee
李柏燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak San Jonathan Lee (李柏燊), a licensed Representative with CE reference AWI077. Currently licensed at 1 firm(s): De Riva Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2025-05-02 | present |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2025-05-02 | present |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2022-10-21 | 2024-10-31 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2022-10-21 | 2024-10-31 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2021-11-25 | 2024-10-31 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2021-11-25 | 2024-10-31 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-10-29 | 2022-11-02 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2021-09-03 | 2024-10-31 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 — Dealing in futures contracts | 2021-09-03 | 2024-10-31 |
| Qantex Capital Markets Limited | Rep | Type 1 — Dealing in securities | 2021-04-01 | 2021-08-07 |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2021-04-01 | 2021-08-07 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-05-06 | 2021-02-26 |
| GFI (HK) Securities L.L.C. | Rep | Type 1 — Dealing in securities | 2020-04-01 | 2021-02-26 |
| GFI (HK) Securities L.L.C. | Rep | Type 2 — Dealing in futures contracts | 2020-04-01 | 2021-02-26 |
| GFI (HK) Securities L.L.C. | Rep | Type 7 — Providing automated trading services | 2020-04-01 | 2021-02-26 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 2 — Dealing in futures contracts | 2011-02-22 | 2020-03-31 |
| BGC Securities (Hong Kong) LLC |
Rep | Type 1 — Dealing in securities | 2010-12-22 | 2020-03-31 |