Chin Fung Kwong

鄺展鋒
CE No. AWK998 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Fung Kwong (鄺展鋒), a licensed Representative with CE reference AWK998. Currently licensed at 1 firm(s): Citigroup Global Markets Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 15.

Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 — Dealing in securities 2022-08-03 present
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2022-08-03 present
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 — Advising on securities 2022-08-03 present
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 — Dealing in securities 2021-11-23 2022-07-01
China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
Rep Type 2 — Dealing in futures contracts 2021-11-23 2022-07-01
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 4 — Advising on securities 2021-11-23 2022-07-01
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2015-05-11 2020-08-28
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2015-05-11 2020-01-17
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 3 — Leveraged foreign exchange trading 2015-05-11 2020-01-23
South China Securities Limited
南華證券投資有限公司
Rep Type 1 — Dealing in securities 2015-02-27 2015-04-10
South China Commodities Limited
南華期貨有限公司
Rep Type 2 — Dealing in futures contracts 2015-02-27 2015-04-10
South China Forex Limited
南華外匯有限公司
Rep Type 3 — Leveraged foreign exchange trading 2015-02-27 2015-04-10
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 3 — Leveraged foreign exchange trading 2013-10-29 2015-02-07
Haitong International Securities Company Limited
海通國際證券有限公司
Rep Type 1 — Dealing in securities 2010-12-07 2015-02-07
Haitong International Futures Limited
海通國際期貨有限公司
Rep Type 2 — Dealing in futures contracts 2010-12-07 2015-02-07

Related