Saiyi He
賀賽一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Saiyi He (賀賽一), a licensed Responsible Officer with CE reference AWS747. Currently licensed at 1 firm(s): CMB International Global Markets Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 4 — Advising on securities | 2026-03-12 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-16 | 2026-03-12 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-17 | 2022-05-31 |
| Indus Capital Advisors (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-08-03 | 2017-01-19 |
| Indus Capital Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-08-03 | 2017-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-28 | 2015-06-10 |