Liwen (SFC:AWU004) Huang
黃麗雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liwen (SFC:AWU004) Huang (黃麗雯), a licensed former licensee with CE reference AWU004. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-14 | 2017-01-12 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-14 | 2017-01-12 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-14 | 2017-01-12 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2012-11-29 | 2013-06-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-11 | 2012-04-27 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-09 | 2011-03-31 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-02-09 | 2011-03-31 |