Tony Li Yang Wu
吳立揚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tony Li Yang Wu (吳立揚), a licensed Responsible Officer with CE reference AWW749. Currently licensed at 1 firm(s): Wynson Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wynson Asset Management Limited 永昇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-04-29 | present |
| Wynson Asset Management Limited 永昇資產管理有限公司 |
RO | Type 9 — Asset management | 2021-04-29 | present |
| Wynson Asset Management Limited 永昇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-08-14 | 2021-04-29 |
| Wynson Asset Management Limited 永昇資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-08-14 | 2021-04-29 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-14 | 2019-07-16 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-14 | 2019-07-16 |
| JQ Securities (Hong Kong) Limited 金信期盈證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-03-14 | 2019-07-16 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-27 | 2019-03-11 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-27 | 2019-03-11 |
| Yupei Fortune Capital Limited 宇培增富資本有限公司 |
Rep | Type 9 — Asset management | 2018-03-27 | 2019-03-11 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2018-02-08 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-01 | 2018-02-08 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-05-29 | 2018-02-08 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-05 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-05 | 2016-06-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-05 | 2016-06-30 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-18 | 2015-04-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-18 | 2015-04-24 |
| iBest Consultants Limited | Rep | Type 1 — Dealing in securities | 2011-03-29 | 2015-04-24 |
| iBest Consultants Limited | Rep | Type 4 — Advising on securities | 2011-03-29 | 2015-04-24 |