Yee Fai Wan
溫怡暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Fai Wan (溫怡暉), a licensed Representative with CE reference AXD737. Currently licensed at 2 firm(s): Morgan Stanley Asia Limited, Morgan Stanley Hong Kong Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-02-18 | present |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2019-02-18 | present |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-17 | 2019-01-30 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-04-15 | 2011-09-09 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2011-04-15 | 2011-09-09 |
| Value Partners Private Equity Limited 惠理直接投資有限公司 |
Rep | Type 9 — Asset management | 2011-04-15 | 2011-09-09 |