Chi Shing Lam
林梓誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing Lam (林梓誠), a licensed Representative with CE reference AXG042. Currently licensed at 2 firm(s): China Merchants Securities (HK) Co., Limited, China Merchants Futures (HK) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-16 | present |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-12-16 | present |
| GRT Capital Management Limited 豐裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-01-02 | 2014-12-07 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-01 | 2014-12-07 |
| Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-01 | 2014-12-07 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-06 | 2012-12-11 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-06 | 2012-12-11 |