Junjie Gao
高俊杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junjie Gao (高俊杰), a licensed Responsible Officer with CE reference AXG317. Currently licensed at 1 firm(s): Lianhe Ratings Global Limited. Active regulated activities: Type 10 — Providing credit rating services. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lianhe Ratings Global Limited 聯合評級國際有限公司 |
RO | Type 10 — Providing credit rating services | 2023-11-30 | present |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-16 | 2023-07-18 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-16 | 2023-07-18 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
RO | Type 10 — Providing credit rating services | 2017-06-29 | 2021-09-09 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2015-01-29 | 2017-06-29 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-22 | 2015-01-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-22 | 2015-01-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-22 | 2015-01-07 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-12-22 | 2015-01-07 |
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2012-10-03 | 2014-12-12 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2011-06-01 | 2011-06-20 |