Man Choi Lam
林文財
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Choi Lam (林文財), a licensed Representative with CE reference AXH230. Currently licensed at 1 firm(s): Success Advance Investments Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Advance Investments Limited 駿程投資有限公司 |
Rep | Type 4 — Advising on securities | 2023-12-28 | present |
| Success Advance Investments Limited 駿程投資有限公司 |
Rep | Type 9 — Asset management | 2023-12-28 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-17 | 2012-03-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2012-03-29 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-22 | 2012-03-29 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-13 | 2011-08-13 |